Stop Supervising on Spreadsheets. Automate Your CIRO & SEC Compliance.
Generic CRMs leave massive gaps in your audit trail. TTG's ComplianceFlow accelerator sits natively on Salesforce FSC to reduce manual KYC and trade supervision from 15+ hours a week to under 3 hours.
The Architectural Blind Spot in Wealth Management
Mid-market wealth firms are bleeding operational hours and risking multi-million dollar regulatory fines because their data models are broken. Regulators are no longer asking if you supervise your advisors; they are auditing how your technology enforces it.
The Audit Inevitability
When your KYC updates and trade suitability checks live in siloed spreadsheets, you are failing your supervisory obligations.
Get audit-readyThe "Swivel Chair" Problem
Forcing your CCO and operations team to jump between a CRM, a portfolio management system, and an email archive destroys productivity.
See ComplianceFlowGeneric CRM Fails
Out-of-the-box CRMs don't understand the regulatory realities of wealth management. You need a unified, immutable Household data model.
FSC solutionsThe ComplianceFlow Pillars
We don't just sell Salesforce licenses; we deploy ComplianceFlow. This proprietary architectural framework turns Salesforce from a sales tool into an airtight compliance engine.
Automated KYC & Suitability
Expiry triggers, automated advisor prompts, and forced-hold logic for non-compliant accounts. Never miss a 36-month update again.
See how it worksImmutable Audit Trails
Native API integrations capture off-channel communications (VoIP, SMS, Email) directly to the Client Household record. Timestamped and instantly auditable.
Communications captureReal-Time CCO Dashboards
Total supervisory visibility. See exactly which advisors are out of compliance, track approval turnarounds, and generate audit-ready reports in one click.
Schedule DiscoveryElite Architecture.
Fractional Delivery.
The Toronto Group (TTG) operates as a Fractional Center of Excellence. If you hire a massive Tier-1 systems integrator, you pay for agency bloat, and your architecture is often delegated to junior developers.
At TTG, your compliance guardrails are designed directly by our Principal Architects and executed by our dedicated delivery bench of certified Salesforce and MuleSoft specialists. Our team led the FSC requirements for over 1,000 wealth professionals across three divisions. You get enterprise-grade compliance architecture without the enterprise overhead.
Diagnose Your Technical Debt.
Stop guessing what a regulatory auditor will find. Our Technical Discovery phase maps your current data model against CIRO, SEC, and FINRA requirements to expose your exact vulnerabilities.
Schedule Technical Discovery